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Securities offering
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#	Item
651	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 3, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to Pr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-04 06:37:40 Finance Initial public offering NASDAQ Securities Exchange Act Trading halt Futures contract Stock market Financial economics Investment
652	Microsoft Word - Ashton Energy Complaint (final) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-21 10:16:44 Data General AOS Corporate finance Securities offering Stock market
653	VIA ELECTRONIC MAIL September 2, 2014 Lilah R. Blackstone, Esq. Assistant General Counsel District of Columbia Department of Insurance, Securities and Banking 810 First Street NE, Suite 701 Add to Reading List Source URL: disb.dc.gov Language: English - Date: 2014-09-17 13:02:03 Financial economics Registered Investment Advisor Financial adviser Investment Advisor Crowd funding Securities offering Finance Business Money
654	24 of 31 Exhibit 5 NYSE Listed Company Manual *** [removed]Minimum Numerical Standards—Domestic Companies—Equity Listings * Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 08:29:06** Stock market United States securities law Financial accounting Corporate finance Financial markets Initial public offering Valuation Public company Stock exchange Finance Financial economics Business
655	ALABAMA SECURITIES COMMISSION Post Office Box[removed]Montgomery, Alabama[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.alabama.gov ALABAMA SECURITI Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2014-03-12 14:19:31 Finance Stock market United States securities law Financial services Regulation D Securities Act Securities offering Investor education U.S. Securities and Exchange Commission Financial economics United States Securities and Exchange Commission Investment
656	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-08 09:30:50 Technology Automation Automated teller machine Banks Leaseback Securities offering Business Finance Payment systems
657	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]September 30, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 08:29:05 Investment Economy of the United States United States securities law Economy of New York City NASDAQ Stock exchange Initial public offering Public company Listing Rules Stock market Business Financial economics
658	ALABAMA SECURITIES COMMISSION POLICY STATEMENT CONCERNING LIMITED OFFERING EXEMPTION FILINGS MADE PURSUANT TO SEC RULES 504, 505 AND 506 OF REGULATION D Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2013-11-22 17:15:09 Stock market Business Form D Regulation D Finance Financial economics Securities market Security Securities Act SEC filings United States Securities and Exchange Commission United States securities law
659	Are you an informed investor? Private Placements In 2012 , Congress passed the JOBS Act, which directs the Securities and Exchange Commission (SEC) to implement rules that, among other things, allow general solicitation Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2014-03-12 14:19:32 Stock market United States Securities and Exchange Commission Financial services United States securities law Regulation D Private placement Securities Act Securities offering Security Financial economics Investment Finance
660	OFFERING CIRCULAR Dated 11th August, 2006 C3,000,000,000 Euro Medium Term Note Programme Add to Reading List Source URL: finans.goteborg.se Language: English - Date: 2013-03-22 03:52:36 Financial system Corporate finance United States securities law 73rd United States Congress United States Securities and Exchange Commission Clearstream Initial public offering Securities Act Security Financial economics Stock market Finance

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